Client Forms & Documents

Here you will find some of the forms and brochures we will use as we work through the Advice Process together…

If you click on any of the labels below this will open the relevant document. You can also print and/or save these documents to your own computer. Most of these documents are in Adobe (PDF) format for ease of use; whilst the Client Forms are also available in Microsoft Excel format so you can work on them with your own computer.

Please let us know if you have any difficulty with these forms and documents.

Client Information Form

A short form for you to tell us about you, your current financial circumstances and future objectives.

View PDF

Client Investment Profiler

A brief questionnaire to help us establish your attitude to investment risk and reward.

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Client Identity

These are the documents you can provide to us for your identity and residential verification.

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Note of Authority

This enables us to obtain helpful information about your existing policies and plans.

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Investment/Pension Clients

If you hold an Investment or Pension Account with Transact, you can access these online by clicking here or on the Transact logo below.
This will take you to your Transact Online entry page where you can login to all your Investment/Pension Accounts.

Financial Planning Advice

A summary guide about AffinityFinance and our Financial Advice Process.

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Effective Investment Planning

A brief insight into the whys and wherefores of Investment Planning.

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HMRC Tax Tables

Current Fiscal Year Tax Liabilities, Allowances & Benefits.

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Consumer Protection

Your statutory Consumer Rights and Financial Compensation values.

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Unbiased Advice

Unbiased Financial Advice for Consumers.

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Professional Advice

The PFS is the industry’s Professional Association.

View PDF

Our website is provided for your information only. We are not providing you with financial advice or recommendation via this website.
If you would like further help or advice please contact us accordingly.

The information contained on this website is correct and accurate to the best of our knowledge, and will be updated whenever appropriate.
However, we may not be held liable for the technical content or any applied use of this information.